FINRA Jobs & Careers

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Show:  All Results Last 7 Days
30+ days ago

Business Development Manager

Financial Industry Woodland Hills, CA

o Growing our market share within the financial compliance industry. o Utilize your financial industry knowledge and relationships to close deals. o… Financial Industry


30+ days ago

Financial Operations Examiner - Member Regulation, ROOR

Financial Industry Regulatory Authority, Inc. New York, NY +2 locations

Conduct on-site examinations and assess member organization's financial and operational condition and compliance with SEC and FINRA rules and… CareerBuilder


30+ days ago

Senior Economist - Washington, DC or New York, NY

Financial Industry Regulatory Authority, Inc. Washington, DC

The primary duties of this position are to engage in statistical, econometric and financial analysis projects to evaluate the risks, costs and… CareerBuilder


30+ days ago

Regulatory Analyst - Chicago Equities Surveillance - Chicago

Financial Industry Regulatory Authority, Inc. Chicago, IL

The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence of violations of relevant rules and… CareerBuilder


13 days ago

Director, Market, Credit & Operational Risk, Regulatory Development & Services,

Financial Industry Regulatory Authority, Inc. New York, NY

The Director of Market, Credit and Operational Risk (Director) is responsible for providing technical advice and assistance to ROOR staff and senior… CareerBuilder


30+ days ago

Enforcement Chief Counsel

Financial Industry Regulatory Authority, Inc. Rockville, MD

The Chief Counsel is responsible for the full lifecycle execution of matters assigned to his or her Enforcement Center. They manage units of staff… CareerBuilder


30+ days ago

Manager III,Broker Dealer Operations & Financial Responsibility, Member Regulati

Financial Industry Regulatory Authority, Inc. New York, NY

Serve as subject matter expert, and provide technical guidance and education on accounting related topics, respond to interpretative questions… CareerBuilder


9 days ago

Examination Manager - Sales Practice, Member Regulation

Financial Industry Regulatory Authority Inc New York, NY +2 locations

The Examination Manager develops and supervises District Office regulatory programs and work products related to the routine and special examinations… CareerBuilder


30+ days ago

Regulatory Analyst, On Floor Surveillance, Member Trading

Financial Industry Regulatory Authority, Inc. New York, NY

The Regulatory Analyst conducts for cause review and investigations of unusual market activity, primarily complaint driven, for evidence of… CareerBuilder


30+ days ago

Associate Principal Specialist, Credit Regulation

Financial Industry Regulatory Authority, Inc. New York, NY

Research and provide technical guidance and education on interpretive questions, and regulatory issues, concerning broker-dealer credit/margin… CareerBuilder


FINRA Photos

West Monroe FINRA (Photo thanks to Flickr user lobtar28, available under by-nc-nd v2.0)
Washington DC headquarters of FINRA (formerly NASD), financial industry's self-regulatory body. 1735 K Street. (Photo thanks to Flickr user Dan DC All rights reserved.)
FINRA Headquarters (Photo thanks to Flickr user WilliamlnOmaha All rights reserved.)

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FINRA Reviews

163 Reviews
2.9
163 Reviews
Rating Trends

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FINRA Chairman & CEO Richard G. Ketchum
Richard G. Ketchum
76 Ratings
  1.  

    Good place to work

    • Comp & Benefits
    • Work/Life Balance
    • Senior Management
    • Culture & Values
    • Career Opportunities
    Current Employee - Examiner  in  Atlanta, GA (US)
    Current Employee - Examiner in Atlanta, GA (US)

    I have been working at FINRA full-time for more than 3 years

    Pros

    Nice Coworkers, small friendly environment

    Cons

    limited opportunity for advancement and limited career paths

    Advice to ManagementAdvice

    trust your employees. Continue to do what you are doing. Management isn't doing a bad job.

    Recommends
    Neutral Outlook
    Approves of CEO