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40  Senior Trade Compliance Officer Jobs in Crawley, West Sussex, South East England, England

Compliance - Compliance Officer, Credit Markets - Vice President - Based in Lond

J.P. Morgan London, England

The Markets Compliance Team comprises of 20 professionals and is based on the London Equities, Fixed Income and Commodities Trading Floors. The Team… Adzuna

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Compliance - Equity Compliance Officer - Vice President - Based

J.P. Morgan 100+ Reviews London, England

The Markets Compliance Team comprises of 20 professionals and is based on the London Equities, Fixed Income and Commodities Trading Floors. The Team… Adzuna

  • Overview
  • Reviews
  • Salaries

Compliance Officer

Tower Research Capital LLC 8 Reviews London, England

The Compliance Officer will report to Spire Europes Director of Compliance. He or she will work closely with the Director of Compliance and other… Glassdoor

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Compliance Officer-Global Commodities Firm – new

Badenoch\x20\x26\x20Clark London, England

will include : Managing and developing the Compliance Function in Europe Manage the compliance procedures and internal and external reporting for all… Adzuna

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Senior Compliance Officer, CF10 & CF11 – new

London

• Managing all compliance activities in line with FCA regulatory requirements. • Providing accurate and timely advice to the business… Glassdoor

Compliance Executive - (Stockbroker) – new

Guru Careers London, England

Compliance Executive / Compliance Analyst / Compliance Officer - (Stockbroker) - London / City Keywords: Compliance Executive, Compliance Analyst… Adzuna

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*Compliance Officer* Pan-European Trading Firm

Selby Jennings 3 Reviews London, England

A rapidly expanding pan-European trading house is looking for a Compliance Officer to work within the Trade Surveillance group. The role offers… Glassdoor

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Compliance Officer

Black Swan Associates Limited London, England

will include: * Pre and post-trade supervision of accounts ensuring compliance with guidelines as agreed with clients and the FCA. * Ensure all… Glassdoor

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Compliance - Compliance Officer, Credit Markets - Vice President - Based in Lond

J.P. Morgan 100+ Reviews London, England

The Markets Compliance Team comprises of 20 professionals and is based on the London Equities, Fixed Income and Commodities Trading Floors. The Team… Adzuna

  • Overview
  • Reviews
  • Salaries

Senior Compliance Officer, CF10 & CF11 – new

London4Jobs City of London, England

Managing all compliance activities in line with FCA regulatory requirements. Providing accurate and timely advice to the business. Monitoring… Glassdoor

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Senior Compliance Officer, CF10 & CF11 – new

UKStaffsearch City of London, England

Managing all compliance activities in line with FCA regulatory requirements. Providing accurate and timely advice to the business. Monitoring… Glassdoor

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Compliance Manager-Global Commodities Firm – new

Badenoch\x20\x26\x20Clark London, England

will include : Managing and developing the Compliance Function in Europe Manage the compliance procedures and internal and external reporting for all… Adzuna

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Senior Compliance Officer Compliance Control Group EMEA

Citi 100+ Reviews London, England

Job Purpose: The Control Group (CG) is responsible for the management of conflicts of interest within Citi. This team maintains the information… Glassdoor

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Senior Compliance Officer, CF10 & CF11

Costello & Reyes Limited London

• Managing all compliance activities in line with FCA regulatory requirements. • Providing accurate and timely advice to the business… Glassdoor

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Compliance Monitoring Officer-Wealth Management

Badenoch & Clark Ltd 5 Reviews London, England

will include : Design and implement the businesses monitoring programme both in the UK and to a lesser extent in an offshore office. Conduct of… Glassdoor

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Compliance Monitoring Manager - Wealth Management

Hays Risk & Compliance City of London, England

include:- (a) Assist the Compliance Officer to provide a stand-alone Compliance function that develops strategy to ensure that adequate policies… Glassdoor

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Compliance Officer-Global Commodities Firm – new

Badenoch\x20\x26\x20Clark London, England

will include : Managing and developing the Compliance Function in Europe Manage the compliance procedures and internal and external reporting for all… Adzuna

  • Web Search

Compliance Executive - (Stockbroker) – new

Guru Careers London, England

Compliance Executive / Compliance Analyst / Compliance Officer - (Stockbroker) - London / City Keywords: Compliance Executive, Compliance Analyst… Adzuna

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Glassdoor is the only job search with a view from the inside. 40 Senior Trade Compliance Officer jobs in Crawley, West Sussex, South East England, England - plus company salaries, reviews, and more posted by employees.