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211 internal control regulatory and compliance officer jobs

Regulatory Risk Testing Officer

Popular Community Bank New York, NY

• Analyze banking regulations and prepare practical review steps to test compliance with said regulations within the banks operations in an effective… Popular Community Bank

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Chief Financial Officer CFO

Allegheny Bradford Corporation Lewis Run, PA

• Coordinate the preparation of financial statements, financial reports, special analyses, and information reports • Ensure that effective… TheLadders.com

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Regulatory Risk Testing Officer

Popular Community Bank 34 Reviews New York, NY

• Analyze banking regulations and prepare practical review steps to test compliance with said regulations within the banks operations in an effective… Popular Community Bank

  • Overview
  • Reviews
  • Salaries

Compliance Officer

Flexible Solutionz Greater Manchester

We are currently recruiting for a growing and established company based in Manchester. The Compliance Officer (CO) role is to work with all levels of… Reed.co.uk

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Compliance Officer

Asset Resourcing Limited 4 Reviews Saint Albans, England

*Provide training to the business to compliment and develop on the CBT. *Analyse… Reed.co.uk

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Deputy Bank Secrecy Act Officer

Siter-Neubauer & Associates 1 Review Harlingen, TX

• Ensures the Bank’s compliance with Bank Secrecy Act (BSA) and anti-money laundering (AML) initiatives. • Ensures compliance and adherence to BSA… TheLadders.com

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Regulatory Compliance Officer

Ascendo Resources 1 Review Miami, FL

will be to: • Collaborate with outside consultants on annual 3012 review, respond to recommendations and work on action items resulting from… CareerBuilder

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Compliance Risk Officer (Monitoring, Testing, and Internal Controls)

Network ESC New York, NY

The Consultant – US Permanent Control Compliance (Monitoring, Testing, and Internal Controls) reports to the Head of the US Permanent Control unit… CareerBuilder

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Compliance Officer, Control Group & Research Legal, SVP

Citigroup 100+ Reviews Hong Kong, NA

Job Purpose: The Control Group Research Legal team (the Control Group ) is responsible for the management of conflicts of interests within Citi. The… Ivy Exec

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Process risk and control-Senior manager/AVP

Yes Bank Ltd 70 Reviews Gurgaon

Define processes to cover Regulatory/Statutory Compliance, Operational Risk, Process efficacy, Operational convenience so as to ensure Consistent and… Glassdoor

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Compliance Analyst – new

Dimensional Fund Advisors 50 Reviews Austin, TX

Provide pre- post- trade compliance support to Portfolio Management and Trading staff.Extract investment guidelines from prospectuses, SAIs… Ivy Exec

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Assistant Compliance Officer

Alexander Lloyd Saint Albans, England

Reporting to the Compliance and Risk Manager/Head of Compliance, you will provide compliance assistance to support and contribute to the provision of… Reed.co.uk

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Internal Audit Manager – new

Advantage Professional UK Ltd City of London, England

To carry out audits on the Groups businesses worldwide. The audits comprise all aspects, financial and non financial, of the groups diverse… Jobsite.co.uk

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Compliance Officer

Barclay Simpson London, England

This is a unique opportunity to establish the policies and controls for the UK branch of a well respected international bank. It is vital that those… eFinancialCareers

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Finance Controller – easy apply

Isgn 50 Reviews Bangalore

Finance and Accounting Leadership • Oversee all accounts, ledgers, and reporting systems ensuring compliance with appropriate GAAP standards and… Glassdoor

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Senior Compliance Officer

Hong Kong

] MANDATE: The role will primarily support Private Bank operations in Hong Kong and will play a lead role in representing Private Bank to HKMA and… RegionUP

Payment Officer (m/f)

BNP Paribas 100+ Reviews Frankfurt am Main, Deutschland

book and control all money market, FX and derivatives transactions as well as payments manage customer accounts and reconcile Nostro and transitory… eFinancialCareers

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