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5,552  Senior Associate Compliance Jobs

Senior Compliance Associate - Corporate Compliance

FXCM, Inc. New York, NY

of the Compliance program • Other duties as assigned Experience and Skills: • Applicants should have previous experience working in a Compliance… FXCM, Inc.

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Senior Compliance Associate Monitoring & Examinations

FXCM, Inc. New York State

• Execute continuous monitoring programs to ascertain the strength of the firm's internal controls and ensure adherence to applicable laws and… FXCM, Inc.

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Senior Compliance Associate Platform Supervision

FXCM, Inc. 100+ Reviews New York, NY

• Conduct ongoing monitoring and supervision of FXCM's platforms to ensure they meet NFA and CFTC standards • Perform trend analysis of complaints… FXCM, Inc.

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Senior Compliance Associate

Talent2 24 Reviews Bournemouth, England

You will be responsible for collecting and documenting data to assist with investigations. You will review and analyse data highlighting any… Reed.co.uk

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Risk Assurance Senior Associate Health Care Compliance

PwC 100+ Reviews Boston, MA

Are you interested in the opportunity to work for an industry-leading firm that services clients that include the Fortune 500, and will give you the… PwC

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Senior Compliance Associate – new

Green Key Resources 17 Reviews New York, NY

* Draft internal memos and professional correspondence * Understand and develop knowledge of regulatory guidelines and how they influence firm s… Glassdoor

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Compliance Senior Associate – new

NY Life 100+ Reviews Dallas, TX

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Compliance Senior Associate

PNC 2 Reviews Philadelphia, PA

You will work in a cross-functional team environment and interact with specific lines of business to understand current and prospective practices… CareerBuilder

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Senior Compliance Associate

Connect Search, LLC Chicago, IL

• Maintain the required compliance and corporate files as mandated by the SEC, NFA and other applicable regulators. • Review marketing materials… CareerBuilder

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Senior Agency Compliance Associate

Metlife 100+ Reviews Westborough, MA

1) Ensures agency activities and materials comply with company policy and state and federal insurance department regulations. 2) Serves as back-up… TheLadders.com

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Senior Compliance Associate - Finance and Investment Industry Opportunity

NY-based Bank/Broker-Dealer New York, NY

of the Compliance program - See more at:… VelvetJobs.com

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Senior Compliance Associate Monitoring & Examinations

FXCM, Inc. 100+ Reviews New York State

• Execute continuous monitoring programs to ascertain the strength of the firm's internal controls and ensure adherence to applicable laws and… FXCM, Inc.

  • Overview
  • Salaries

Senior Agency Compliance Associate - Requisition #: 77553

MetLife 100+ Reviews Westborough, MA

1) Ensures agency activities and materials comply with company policy and state and federal insurance department regulations. 2) Serves as back-up… InsuranceJobs.com

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Compliance Controls & Testing, Senior Associate

State Street Bank 87 Reviews Quincy, MA

With more than 29,430 employees across 29 countries, at State Street, our people are our greatest asset. We recognize that highly skilled, engaged… CareerBuilder

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Risk & Compliance Analytics Experienced Senior Associate

PwC 100+ Reviews New York, NY

Are you interested in the opportunity to work for an industry-leading firm that services Fortune 500 companies, and will give you the experience and… CareerBuilder

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Broker Dealer Senior Compliance Associate

Orlando, FL

and regulations. The Senior Compliance Associate will report direct to the… CareerBuilder

Senior Compliance Associate - Corporate Compliance

FXCM, Inc. 100+ Reviews New York, NY

of the Compliance program • Other duties as assigned Experience and Skills: • Applicants should have previous experience working in a Compliance… FXCM, Inc.

  • Overview
  • Reviews
  • Salaries

Risk Assurance Senior Associate Health Care Compliance

PwC 100+ Reviews Houston, TX

Are you interested in the opportunity to work for an industry-leading firm that services clients that include the Fortune 500, and will give you the… PwC

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  • Reviews
  • Salaries

Senior Quality Engineer (TestNG)

Walmart eCommerce San Bruno, CA

• Demonstrates up-to-date expertise and applies this to the development, execution, and improvement of action plans • Develops software quality… Walmart eCommerce

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