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6,238 compliance associate jobs in United Kingdom

Senior Compliance Associate

Sun Trading 13 Reviews London, England

• Responsible for implementing and monitoring trading related compliance Sun Trading

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Compliance Monitoring Associate - Investment Fund

Wilkinson Partners Ltd London, England

Working for a growing fund management business, you will help guide the compliance monitoring programme working under the Chief Compliance Officer… Reed.co.uk

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Compliance Associate

CuttingHedge Recruitment West End, England

within the wider compliance function such as assisting with regulatory reporting, monitoring investment restrictions and maintenance of policies and… Reed.co.uk

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Compliance - Liquidity Solutions, Compliance Associate/VP - London - Finance – new

JPMorgan 100+ Reviews London, England

J.P. Morgan's Corporate & Investment Bank (CIB) is a global leader across banking, markets and investor services. The world's most important… VelvetJobs.com

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Compliance Associate – new

KS Consulting United Kingdom

Assist with review of marketing and clinet presentations to ensure compliance with regulatory requirements. Assist to implement compliance policies… Glassdoor

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Complaints / Compliance Associate - PERM PROSPECTS – new

ARC Ltd 2 Reviews Kingswood, South West England, England

This role represents a genuine opportunity for people with complaints, compliance or possibly customer services experience in any form of financial… Glassdoor

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Compliance Associate

Thistle Initiatives London, England

• Keeping up to date with the FCA and Industry sources to assist with providing the firm with regular updates • Assisting with reviewing and… Reed.co.uk

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Compliance Associate - Financial Services/Tech

Nutmeg 1 Review London, England

of Role This is an exciting time for Nutmeg and the growth of the business has meant that we are looking for someone to join the Compliance Team to… Reed.co.uk

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Compliance, Equities Compliance - Compliance Officer - Associate - London - Fina

Goldman Sachs 100+ Reviews London, England

This is a role within the European Securities Division Compliance team working with a primary focus on the EMEA Prime Brokerage business and… VelvetJobs.com

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Compliance - UK Advisory Compliance Officer - Associate - London - Finance and I

JPMorgan 100+ Reviews London, England

• liaising with marketing and compliance teams based in overseas offices (e.g. Continental Europe, US, Hong Kong and Japan); • involvement with the… VelvetJobs.com

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Compliance Monitoring Associate

Gleeson Recruitment Group Ipswich, England

• Monitor delivery of remediation/mitigating actions. Skills/Expertise: • 1 years experience of compliance monitoring delivery You will enjoy… Reed.co.uk

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Compliance associate - london - Finance and Investment Industry Opportunity

Stifel 84 Reviews London, England

Under immediate supervision the Compliance Associate will work closely with the Compliance team. Responsible for… VelvetJobs.com

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Compliance Associate in Asset Management

Reed Banking London, England

A leading holding company are recruiting an experienced Compliance Associate on a 6 Month contract, with the scope… Reed.co.uk

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141940 - Senior Associate Compliance Division for EMEA - – new

Hays Financial Markets City of London, England

Candidates for this role must have previous compliance experience in a wholesale organisation, as well as understanding of relevant regulation… Glassdoor

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Compliance Associate 3 month Fixed Term Contract

CIGNA Healthcare Greenock, Scotland

• Manage the sanctions management (Finscan system) for the Europe business lines. Coordinate the Dow Jones, OFAC and HM Treasury Financial… Reed.co.uk

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