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499  Senior Compliance Officer Jobs in United Kingdom

Senior Compliance Officer - Wealth Management

Austin Andrew - Commercial London, England

The role will pay £50k-£55k plus benefits and candidates will have compliance experience from a wealth management or retail asset management… Reed.co.uk

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Senior Compliance Officer

Parkside Accounting and Finance London, England

include - • Managing SOX process for areas of responsibility and designing a local assessment schedule to meet Corporate deadline… Reed.co.uk

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MLRO & Senior Compliance Officer

Huxley Associates 32 Reviews City of London, England

I work on the compliance desk at Huxley Associates and I am currently working a role with a leading Global Bank which may be of interest to you or… Monster UK

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SENIOR COMPLIANCE OFFICER - PRIVATE BANKING – new

First Counsel London, England

lead to the need to recruit a senior compliance officer for the London… Adzuna

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Compliance - Senior Compliance Officer EMEA Compliance Testing - AVP - Based – new

J.P. Morgan 100+ Reviews London, England

include: Execution of the CIB EMEA Testing Program. Testing of businesses impacted by… Adzuna

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Senior Healthcare Compliance Officer

Day Webster Loughton, East of England, England

) and the HSS/AHP sectors. We are looking to recruit a Senior Compliance Officer with… CV-Library.co.uk

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Senior Compliance Officer, CF10 & CF11 – new

London4Jobs City of London, England

Managing all compliance activities in line with FCA regulatory requirements. Providing accurate and timely advice to the business. Monitoring… Glassdoor

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Senior Compliance Officer, CF10 & CF11 – new

London

• Managing all compliance activities in line with FCA regulatory requirements. • Providing accurate and timely advice to the business… Glassdoor

Senior Compliance Officer, CF10 & CF11 – new

UKStaffsearch City of London, England

Managing all compliance activities in line with FCA regulatory requirements. Providing accurate and timely advice to the business. Monitoring… Glassdoor

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Compliance - UK Corporate Finance/Broking - Senior Compliance Officer - VP/ED -

J.P. Morgan 100+ Reviews London, England

• Provide a pro-active and re-active day-to-day advisory service in relation to technical regulatory requirements and issues, internal policies and… Adzuna

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Senior Compliance Officer, CF10 & CF11 – new

Name Confidential Welwyn Garden City, England

• Managing all compliance activities in line with FCA regulatory requirements. • Providing accurate and timely advice to the business… Glassdoor

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Senior Counsel - Senior Compliance Officer

Cambridge Associates 100+ Reviews London, England

• Provide compliance training for London staff in the form of seminars and materials • Ensure compliance with, among other things… Glassdoor

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Senior Compliance Officer - South East - £45K - £50K

Procura Ltd Maidstone, England

Review complaints and root cause analysis/remedial action MI to assess trends and identify risks of non-compliance. Key Skil… Glassdoor

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Senior Compliance Officer-City based Hedge Fund

Badenoch & Clark Ltd 5 Reviews City of London, England

will include acting as key interface with regulators, maintaining and monitoring a risk based compliance programme, regulatory and statutory… Glassdoor

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Senior Compliance Officer - CF10 & CF11

Costello & Reyes Limited City of London, England

*Managing all compliance activities in line with FCA regulatory requirements. *Providing accurate and timely advice to the business. *Monitoring… Glassdoor

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MLRO & Senior Compliance Officer

Huxley Associates 32 Reviews City of London, England

I work on the compliance desk at Huxley Associates and I am currently working a role with a leading Global Bank which may be of interest to you or… Monster UK

  • Overview
  • Reviews

Compliance T&C Supervisor

Newcastle upon Tyne, England

An experienced Compliance T&C Supervisor is required to join one of the most respected and innovative IFA firms in the UK. The role will be based in… CareerBuilder

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