What does a Compliance Auditor do?

Compliance auditors are responsible for ensuring facilities or businesses are adhering to specific laws, industry regulations, or other mandated policies. They may perform forensic audits to review financial records and accounting history, evaluate contracts to determine if terms are being met, or conduct inspections to verify the facility is meeting established standards. They also perform investigations and may respond to reports of potential violations. They frequently educate business owners or employees about relevant regulations and assist with developing a formal plan for rectifying any issues.

Compliance auditors generally have a bachelor’s degree in a business field or an area that provides them with expertise in a specific industry. Auditors frequently have a background in accounting or legal roles. These positions require meticulous attention to detail and strong research capabilities.

What responsibilities are common for Compliance Auditor jobs?
  • Review with monitor the order of documents as needed.
  • Ensure regulatory compliance and QA responsibilities, as indicated in applicable controlled documents, are followed.
  • Retain copies of all documents for regulatory files.
  • Complete all submission documents, specifically new study submission packets, obtaining modified consent forms and revisions to the protocol.
  • Organize and maintain the regulatory files and assure limited access.
  • Assist research auditors representing the sponsor during monitoring/site visits.
What are the typical qualifications for Compliance Auditor jobs?
  • Bachelor's Degree in business, finance, or health information management.
  • Strong leadership, problem solving, and critical thinking skills.
  • Proficient with Microsoft Office Suite.
  • Strong command of English language and good communication skills.
  • Advanced understanding of HIPAA regulations and privacy protocols.
Work/Life Balance
3.8 ★
Salary Range--
Career Opportunity
3.4 ★
Avg. Experience2-4 years

Compliance Auditor Salaries near India

Average Base Pay

₹4,61,845 /yr
Not including cash compensation
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Glassdoor Estimated Salary

Compliance Auditor Career Path

Learn how to become a Compliance Auditor, what skills and education you need to succeed, and what level of pay to expect at each step on your career path.

Compliance Auditor

Years of Experience Distribution

0 - 1
2 - 4
5 - 7
Not including years spent in education and/or training

Compliance Auditor Insights

Read what Compliance Auditor professionals have to say about their job experiences and view top companies for this career.
HB Coding Auditor
16 Feb 2022

“Everyone extremely nice and helpful to work with.”

Health Care Service CorporationHealth Care Service Corporation
Coding Auditor
15 Feb 2023

“I know this because I was a team lead and worked closely with quality improvement and process management.”

Virginia Mason Franciscan HealthVirginia Mason Franciscan Health
Coding Auditor
1 Jun 2021

“I never intended to stay this long but I was always given the opportunity to advance in my career.”

Coding Auditor
24 Aug 2022

“Multiple HR complaints were filed while I was there and nothing was done.”

Novitas SolutionsNovitas Solutions
Compliance Auditor
2 Jun 2021

“work from home is nice.”

Southwestern Health ResourcesSouthwestern Health Resources
Coding Auditor
23 Dec 2021

“pay not competitive.”

North Carolina State TreasurerNorth Carolina State Treasurer
Compliance Auditor
29 Nov 2022

“Not much room for salary increase.”

Sage HospitalitySage Hospitality
Internal Compliance Auditor
14 Jun 2021

“I was one of many to be part of the layoffs from Covid 19.”

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Compliance Auditor Interviews

Frequently asked questions about the role and responsibilities of a Compliance Auditor

The most similar professions to Compliance Auditor are:
  • Compliance Analyst
  • Compliance Officer
  • Manager
  • Store Manager

Related Careers

Compliance Analyst
No skills overlap
Compliance Officer
No skills overlap
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Store Manager
No skills overlap

Compliance Auditor jobs