Chief compliance officer Interview Questions

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Chief Compliance Officer interview questions shared by candidates

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Chief Compliance Officer was asked...13 April 2020

All related to AML/CFT and compliance department related questions

1 Answers

Nothing

Agricultural Bank of China

Went over my experience at current employer and specific questions on the type of business/products/customers at current employer.

1 Answers

I answered the questions without giving any confidential information.

TransferGo

As fintech the main questions we related to how to build a compliance framework using technology.

1 Answers

I did present my ideas and what I have done in my past experience

Northern Trust

Tell me about yourself and why you want to leave your current position?

1 Answers

How do you feel about working in a team environement?

Agricultural Bank of China

Went over my experience at current employer and specific questions on the type of business/products/customers at current employer.

1 Answers

I answered the questions without giving any confidential information.

Off Lease Only

Interview process was very collegial.

1 Answers

Discussed background and direction of the company, its background and ideas for future state. Less

Mambu

How will you bring value to the position

1 Answers

I have been in compliance for over 15 years, dealt with a variety of compliance issues, from starting a bank to working for an established bank. Less

SEC

You will be asked about specific SEC rules. It's helpful to be up to speed on recent rules and the the regulatory framework for the program in which you are interviewing.

1 Answers

Hi, I just applied for a Staff Accountant Position. I am hoping to be granted an interview. Can you expound on the interview questions in regards to the SEC rules. Is the expectation just the general rules? Any feedback would be great. Less

Regional Medical Center of Orangeburg & Calhoun Counties

How did you hear about our company?

Fair Haven Community Health Center

why should I give you this job?

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