Compliance director Interview Questions

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BettorDone
Director of Compliance was asked...19 July 2022

Give an example of a time you had to build something from the ground up/to create something new?

1 Answers

Detailed when I assisted in implementation of a new product for a company I previously worked for. Examples of how the build went, the checks to ensure success, various test and strength checks in the process, and how it came to be used. Less

Austin Energy

What do you think will happen at FERC with regards to the Penalty Guidelines.

1 Answers

Well you can't predict the future! I just outlined the various factors that would influence what happens, and that seemed to go over okay. Less

Honeywell

Any difficult and sensitive problems resolved? And how?

1 Answers

Yes, many. Told them how done, was impressed but apparently scared someone off.

Advisor Group

What is your experience regarding Security Risk & Compliance?

1 Answers

I referred to my experience building IT Security Risk and IT Compliance Programs. Less

Lowe's Home Improvement

Basically: How did you create your project so I can look good, to my bosses...

1 Answers

I didn’t give all the secrets

Anheuser-Busch

Experience with compliance and administrative agencies.

1 Answers

A great deal in multiple jurisdictions and in all levels of government.

Peabody Properties

Why I was looking for a new job.

1 Answers

The company I was working for at the time did not satisfy my expectations for various reasons. As a mid-level senior manager I was not included in meetings that had a direct impact on my department, my salary was not commiserate to the level and volume of work I was completing, nor was it comparable to industry standards. There was an overall feeling of not being respected or appreciated for my contributions. Less

Simplex Healthcare

There really weren't any difficult or unexpected questions asked.

IHS Markit

What is your project management experience.

1 Answers

Laid out the various examples within my resume of projects from three different employers. Less

Warner Music Group

What are some of the major compliance issues you would expect at an entertainment company?

1 Answers

Human trafficking, fraud, waste, abuse

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