Junior compliance analyst Interview Questions

20

Junior Compliance Analyst interview questions shared by candidates

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Kindred Group
Junior Compliance Analyst was asked...3 March 2021

What do you dislike about your current job?

Holland & Knight

Tell us about each job on your resume and how those skills relate to this position. Are you okay with work requirements (referencing the holiday mandatory overtime)?

Maples Group

what do you know about maples and questions about the role

Interactive Brokers

Why are you interested in compliance?

Ivanti

How familiar are you with federal industry security and privacy compliance and some other stuff which I did not care to remember.

Interactive Brokers

None, because I never received a response.

DBRS Morningstar

What would be some of the challenges I'd face in my role as a compliance officer?

CMS Cameron McKenna

What famoys dead person would you have dinner with.

DBRS Morningstar

What were my background and experience?

DBRS Morningstar

Overview of my education

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