FINRA Reviews | Glassdoor.co.in

FINRA Reviews

Updated Jul 22, 2019

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Found 454 reviews

3.3
StarStarStarStarStar
Rating TrendsRating Trends
64%
Recommend to a Friend
67%
Approve of CEO
FINRA CEO Robert W. Cook
Robert W. Cook
30 Ratings
Pros
Cons
  • "authoritarian senior management(in 21 reviews)

  • "No room for growth, only select individuals get promotions(in 15 reviews)

More Pros and Cons
  1. "Analyst"

    StarStarStarStarStar
    • Work/Life Balance
    • Culture & Values
    • Career Opportunities
    • Compensation and Benefits
    • Senior Management
    Former Employee - Financial Analyst in New York, NY
    Recommends
    Neutral Outlook
    No opinion of CEO

    I worked at FINRA full-time for more than 3 years

    Pros

    Good benefits and great people

    Cons

    Depending on the department, not much room for growth.

    Advice to Management

    Allow rotation

    FINRA2019-07-10
  2. "Poor upward mobility and leadership diversity"

    StarStarStarStarStar
    • Work/Life Balance
    • Culture & Values
    • Career Opportunities
    • Compensation and Benefits
    • Senior Management
    Former Employee - Regulatory Coordinator in New York, NY
    Doesn't Recommend
    Neutral Outlook
    No opinion of CEO

    I worked at FINRA full-time for more than 10 years

    Pros

    Work life balance and remote work

    Cons

    Poor leadership and upward mobility. Lacks diversity in management and innovation

    FINRA2019-07-22
  3. "For some"

    StarStarStarStarStar
    Current Employee - Senior Regulatory Analyst 

    I have been working at FINRA full-time

    Pros

    Work Life balance, nice people

    Cons

    rigid compensation structure with little to no consideration toward quality of work product

    FINRA2019-07-15
  4. "Good place to work."

    StarStarStarStarStar
    • Work/Life Balance
    • Culture & Values
    • Career Opportunities
    • Compensation and Benefits
    • Senior Management
    Current Employee - Senior Examiner in Denver, CO
    Recommends
    Positive Outlook
    Approves of CEO

    I have been working at FINRA full-time for more than a year

    Pros

    Great work/life balance, and great benefits.

    Cons

    Career advancement is currently limited, but the company is looking to address that.

    FINRA2019-06-17
  5. "No advancement"

    StarStarStarStarStar
    • Work/Life Balance
    • Culture & Values
    • Career Opportunities
    • Compensation and Benefits
    • Senior Management
    Former Employee - Case Administrator in New York, NY
    Doesn't Recommend
    No opinion of CEO

    I worked at FINRA full-time for more than 5 years

    Pros

    Benefits, coworkers, bonuses, work from home.

    Cons

    Poor management, lack of transparency, unwillingness to move with the time.

    FINRA2019-07-22
  6. "Recommended"

    StarStarStarStarStar
    • Work/Life Balance
    • Culture & Values
    • Career Opportunities
    • Compensation and Benefits
    • Senior Management
    Current Employee - Associate Examiner 
    Recommends
    Positive Outlook
    Approves of CEO

    I have been working at FINRA full-time for less than a year

    Pros

    Good work environment, flexible hours, support from coworkers

    Cons

    Sometimes work is repetitive but helps you improve

    FINRA2019-06-16
  7. "FINRA"

    StarStarStarStarStar
    Current Employee - Analyst 

    I have been working at FINRA full-time

    Pros

    Work life balance, lots of opportunities

    Cons

    Lots of administrative work and can be dry at times

    FINRA2019-06-07
  8. Helpful (2)

    "Confused"

    StarStarStarStarStar
    • Work/Life Balance
    • Culture & Values
    • Career Opportunities
    • Compensation and Benefits
    • Senior Management
    Current Employee - Analyst in Washington, DC
    Doesn't Recommend
    Negative Outlook
    No opinion of CEO

    I have been working at FINRA full-time

    Pros

    The rank-and-file is highly dedicated

    Cons

    Undergoing changes with no clear direction.

    Advice to Management

    Read what is being said about you.

    FINRA2019-06-16
  9. "Recent Good Changes"

    StarStarStarStarStar
    • Work/Life Balance
    • Culture & Values
    • Career Opportunities
    • Compensation and Benefits
    • Senior Management
    Current Employee - Anonymous Employee in Rockville, MD
    Recommends
    Neutral Outlook
    No opinion of CEO

    I have been working at FINRA full-time for more than 5 years

    Pros

    Flexibility for working from home, great benefits (insurance, 401k, vacation & sick leave packages). Management is actively trying to better the organization and is listening to the employees

    Cons

    Core business hours are tied to market hours which required lengthy commutes at peak traffic

    FINRA2019-06-05
  10. "Overall good place to work at"

    StarStarStarStarStar
    • Work/Life Balance
    • Culture & Values
    • Career Opportunities
    • Compensation and Benefits
    • Senior Management
    Current Employee - Case Specialist 
    Recommends
    Positive Outlook
    Approves of CEO

    I have been working at FINRA full-time for more than 5 years

    Pros

    Work life balance, great culture,

    Cons

    Limited growth for advancement, lack of diversity

    FINRA2019-05-30
Found 454 reviews