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      FINRA

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      Related searches: FINRA reviews | FINRA jobs | FINRA salaries | FINRA benefits
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      Equi
      3.5★Compensation and benefits

      Regulatory Analyst Interview

      5 Dec 2017
      Anonymous employee
      New York, NY

      Other Regulatory Analyst interview reviews for FINRA

      Regulatory Analyst Interview

      12 Aug 2023
      Anonymous employee
      Rockville, MD
      Accepted offer
      Positive experience
      Accepted offer
      Positive experience
      Average interview

      Application

      I applied through university. The process took 3 weeks. I interviewed at FINRA (New York, NY) in Jun 2014

      Interview

      Two rounds with all the managers and directors. Everyone is incredibly nice and are looking for a good personality fit with the necessary skill set. I was put in for the interview through my school's career office, and recommend having a connection in the group you are looking to go to.

      Interview questions [1]

      Question 1

      Can you analyze large data sets, distill them and write them in a memo.
      Answer question
      Difficult interview

      Application

      I applied online. The process took 2 months. I interviewed at FINRA (Rockville, MD) in Oct 2022

      Interview

      Process was fairly simple once the interview was set. Met with 2 hiring managers and senior director. 3 Panel interview. Lasted 1 hour. Mostly behavioral questions and some easy technical questions like understanding of financial products . The competition is very high for these roles. Must be very engaging in the interview and show good personality traits. Once the interview was over, I received and offer in exactly 1 week. My advice would be to show genuine excitement and interest for the role. Ask follow up questions and establish a genuine connection if possible.

      Interview questions [1]

      Question 1

      Why FINRA? Walk me through your Resume. What do you know about FINRA? Why would you be a good fit?
      Answer question
      2

      Regulatory Analyst Interview

      14 May 2018
      Anonymous interview candidate
      Rockville, MD
      No offer
      Neutral experience
      Average interview

      Application

      I applied online. I interviewed at FINRA (Rockville, MD) in Jan 2018

      Interview

      Emailed by HR for convenient time, spent exactly one hour with two managers- they were totally going thruough the motions. I had interviewed for a few other jobs, exactly the same questions off same song sheet. No response afterwards. More than 25% are hired from within according to manager, so I assume they have to through the motions, which is an unfortuante waste of my time. I think it is unfortunate HR cannot send a a nice email saying position is filled. Afterall, I spent the time to apply.

      Interview questions [2]

      Question 1

      tell me about yourself
      2 Answers

      Question 2

      what experience do you have with excel
      Answer question
      4

      Regulatory Analyst Interview

      4 Mar 2017
      Anonymous interview candidate
      Rockville, MD
      No offer
      Positive experience
      Average interview

      Application

      I applied online. The process took 3 weeks. I interviewed at FINRA (Rockville, MD) in Jan 2017

      Interview

      I applied online and was contacted to interview about two weeks later. After an initial chat with an HR person, we scheduled an interview in Rockville with three pretty senior people. I felt it was a great environment and the interview was well directed towards explaining what the job would be like, how my skills would work in that context, as well as seeing if I was a fit on a personal level. Although I did not get an offer, I felt good enough about the process and the people I met, as well as the work they described that I am still interested in FINRA.

      Interview questions [1]

      Question 1

      It was actually hard to answer where I saw myself in ten years - I am often asked about five in interviews, but I really got stumped by this relatively innocuous question as applied to a longer timeframe.
      1 Answer
      3