1.0
21 Feb 2018
Former employee, more than 1 year
Recommend
CEO approval
Business outlook
Pros
Winning nearly $90,000 in my FINRA Arbitration. It probably cost EJ nearly $500,000 in an attempt to ruin my career. In the end; I won, EJ had to expunge what was put on U4/U5, and pay nearly $70,000 in attorney's fee. They flew several people from St. Louis to testify against me, in addition to, hiring "big shot attorney's from San Francisco.
Cons
The most unethical company I have ever worked for, being wrongfully terminated, and having my book of business giving to an advisor with less than a year experience in the business and a bankruptcy in his past (Great qualifications for a Financial Advisor).