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      FINRA

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      FINRA reviews

      Not Recommend - Legal FINRA Employee Review

      1.0
      13 Jul 2025
      Legal
      Recommend
      CEO approval
      Business outlook

      Pros

      Good mission based initiative protecting investors.

      Cons

      WLB has been decimated. Board/Upper Mgmt threat of return to office 5 days week. VBO, impending layoffs. Company doesn’t think outside the box. Mgmt doesn’t recognize individual contributions and poor to promote. Transferring from within is very difficult.

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      5.0
      22 May 2026
      Counsel
      Recommend
      CEO approval
      Business outlook

      Pros

      The hybrid work schedule and the flexibility I am afforded in addition to excellent benefits.

      Cons

      Lots of folks don't do their job and aren't let go.

      1
      4.0
      28 Jun 2026
      Exam manager
      Recommend
      CEO approval
      Business outlook

      Pros

      Great work life balance with a supportive and collaborative team. There are many opportunities to learn, both through jobs and training programs, making it a great place for professional development.

      Cons

      Career advancement opportunities can be limited. Frequent organizational restructuring can also create uncertainty and make it challenging to plan the long term.

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