I applied online. The process took 2 months. I interviewed at UBS (Charlotte, NC) in Feb 2023
Interview
First, a job fit survey is sent. You will then have two additional interviews that are one on one. These interviews can either be in person or virtual with different team leads or managers at the firm.
Interview questions [1]
Question 1
Describe a time when you had a challenge at work and how you handled it.
-baseline acumen and ability to run a book, typical interview process, was very pleased.
-most of it was more qualitative and both parties “selling” themselves to one another (FA skill set, team etc. vs UBS scale, tools, internal support teams).
The interview was a series of phone calls with a few different advisors and managers as well as the team that I was potentially going to be hired and joining.
Interview questions [1]
Question 1
They asked me to go through my prospecting process
2 rounds of interviews with training managers, conversational and behavioral mostly. Inquired about previous roles, leadership experience, financial planning knowledge. Training managers want to ensure prospects are willing to learn.
